原始報告第 23 頁
3.1價值與利益Values and interests
原始報告第 23、24、25 頁
聯邦制與直接民主
瑞士採分權方式組織。其政治結構的設計是為了避免權力集中。聯邦制與輔助性原則讓立足於地方與區域的解決方案得以實現,並受到鼓勵。直接民主提高了決策的正當性。合議制政府降低了個人或政黨的分量。這意味著政治體制並不著重迅速或激進的決定,而是以協商與形成共識為特色。此外,軍隊、民防、替代役、消防隊、各種協會以及大部分的政治機關都採行民兵制。民兵制強化了民眾與這些組織及政治體制之間的連結。
英文原文
Federalism and direct democracy
Switzerland is organised in a decentralised manner. Its political structure is designed to avoid concentration of power. Federalism and subsidiarity enable and promote locally and regionally anchored solutions. Direct democracy increases the legitimacy of decisions. The collegial system of government reduces the importance of individuals or parties. This means that the political system is not geared towards quick or radical decisions but is characterised by consultations and consensus-building. In addition, there is the militia system in the armed forces, civil defence, alternative civilian service, fire brigade, associations and a large part of the political authorities. It strengthens the connection between the population, these organisations and political institutions.
因此,自由的政治辯論,以及聯邦、各邦與市鎮之間的合作,具有根本的重要性,對瑞士的安全也是如此。它們促進政治參與、社會凝聚力與民主責任感,進而促進韌性。
英文原文
Free political debate and cooperation between the federal government, cantons and municipalities are therefore of fundamental importance, also for Switzerland’s security. They promote political participation, social cohesion, a sense of democratic responsibility and thus resilience.
然而,全體公民直接參與公共事務,以及依聯邦制組織的內部安全,也提供了可乘之機。例如,刻意散布的假訊息與宣傳可能加劇社會內部的極化。民主的共識形成,以及對民主程序、國家與媒體的信任,都可能遭到破壞。
英文原文
However, the direct participation of all citizens in the community and federally organised internal security also offer scope for attack. For example, targeted disinformation and propaganda can increase polarisation within society. Democratic consensus-building and trust in democratic processes, the state and the media could be undermined.
法治、人權與國際人道法
在權力受法律約束的世界裡,瑞士最能維護其安全政策利益。瑞士對和平與穩定、永續發展及國際法的貢獻,至今仍受到需要。13瑞士致力於依照《聯合國憲章》,在國際關係中不以武力相威脅或使用武力,並尊重所有國家的主權與領土完整、人權及國際人道法。
英文原文
Rule of law, human rights and international humanitarian law
Switzerland can best protect its security policy interests in a world in which power is limited by law. Its contributions to peace and stability, sustainable development and international law are still in demand.13 Its commitment is aimed at refraining from the threat or use of force in international relations in accordance with the United Nations Charter and respecting the sovereignty and territorial integrity of all states, human rights and international humanitarian law.
然而,這些價值在全球都承受壓力。在武裝衝突的數量與規模都增加的時期,尊重這些價值格外重要,也符合瑞士及其歐洲夥伴國家的利益與價值。
英文原文
However, these values are under pressure globally. At a time when the number and extent of armed conflicts have increased, the respect for them is of particular importance and corresponds to the interests and values of Switzerland and those of its European partner states.
中立
瑞士的中立是安全與外交政策的工具,在歷史上源於歐洲內部的衝突與和平協議,並且向來依當時的挑戰而發展。14中立的目的,是讓瑞士的行為可以預期,並服務瑞士及其鄰國的利益;它也是為了避免瑞士直接捲入歐洲大陸上的武裝衝突。中立有助於瑞士人道承諾與「斡旋」(good offices)的可信度。15對瑞士民眾而言,中立也具有形塑認同的作用。
英文原文
Neutrality
Switzerland’s neutrality is an instrument of security and foreign policy that historically arose in the context of intra-European conflicts and peace settlements. It has always been developed according to the prevailing challenges.14 The objective of neutrality was to contribute to Switzerland’s predictability and to serve the interests of Switzerland and its neighbours. It was intended to prevent Switzerland from becoming directly involved in armed conflicts on the European continent. Neutrality contributes to the credibility of Switzerland’s humanitarian commitment and “good offices”.15 Neutrality also has an identity-forming effect for the Swiss population.
植基於國際法的中立法,是中立不可或缺的核心。中立法在發生國際武裝衝突時課予義務:中立國不得加入負有相互援助義務的軍事同盟,也不得對交戰國提供軍事支援;不得從本國軍隊的庫存向交戰方提供武器,並且必須對私人的軍用物資出口維持平等待遇。
英文原文
The law of neutrality, which is anchored in international law, represents the indispensable core of neutrality. It imposes obligations in the event of an international armed conflict. Neutral states may not join a military alliance with mutual assistance obligations or provide military support to warring states. Nor may they supply weapons from their own armed forces’ stocks to warring parties, and they must uphold equal treatment for private exports of military goods.
如果瑞士認為自身遭受武裝攻擊,就可以與其他國家合作進行防衛。然而,一國何時應被視為遭受攻擊,是決定中立是否適用的關鍵;隨著混合式衝突出現,這個問題變得更難判斷(見第 33–35 頁的文字框)。支持廣泛的國際制裁,在中立法之下也是可行的,並且符合瑞士的利益。
英文原文
If Switzerland considers itself under armed attack, it may cooperate with other states for its defence. However, the question of when a country is to be considered as attacked, which is decisive for the application of neutrality, has become more difficult with the hybrid conduct of conflict (see text box pp. 33-35). To support broad-based international sanctions is also possible under neutrality law and in Switzerland’s interest.
在法律框架內,瑞士以最能服務其安全與外交政策利益的方式發展中立。這個操作空間對維護瑞士的利益至關重要。
英文原文
Within the legal framework, Switzerland develops its neutrality in a manner allows it to best serve its security and foreign policy interests. This room for manoeuvre is crucial to safeguarding Switzerland’s interests.
武裝中立需要一定的軍事能力與資源:武裝中立的目的,是讓中立國能可信地維護其中立。中立國無法依賴軍事同盟典型的負擔分攤,使這項需求更加迫切。因此,武裝中立更需要投資於自身的防衛。
英文原文
Armed neutrality requires certain military capacities and resources: The aim of armed neutrality is that the neutral state can credibly enforce its neutrality. This need is exacerbated by the fact that neutral states cannot rely on burden-sharing, which is typical of a military alliance. Armed neutrality therefore requires all the more investment in one’s own defence.
如今,多個歐洲國家質疑瑞士的中立是否也有助於歐洲的穩定。16特別是瑞士以中立為由,拒絕將瑞士原產的戰爭物資再出口至烏克蘭的申請,招致安全政策夥伴國家的批評。17第一個具體後果是,瑞士軍火產業被排除在許多外國製造商的招標與供應鏈之外。這削弱了瑞士軍火業者的出口能力,並限制它們取得歐洲的軍備與技術——而此時歐盟內部的軍備政策合作正在加強。軍火產業衰弱,也不利於瑞士的防衛能力。此外,整體軍火市場目前需求高而供給有限,使採購延宕且更加昂貴。
英文原文
Today, various European countries are questioning whether Switzerland’s neutrality also serves stability in Europe.16 In particular, the rejection of requests for the re-export of war materiel of Swiss origin to Ukraine, which was linked to neutrality, led to criticism from partner states in security policy.17 A first concrete consequence is the exclusion of the Swiss arms industry from many tenders and supply chains of foreign manufacturers. This weakens their ability to export and restricts their access to European armaments and technologies – at a time when armaments policy cooperation within the EU is being reinforced. A weakening of the arms industry is also detrimental to Switzerland’s defence capability. In addition, the high demand on the arms markets in general is currently meeting a limited supply, which delays procurements and makes them more expensive.
整體而言,為了維持取得研究、技術、市場與供應鏈的管道,瑞士在面對大國與經濟集團時,越來越需要在特定經濟部門、商品與技術上表明政治立場。各方也期待瑞士協助提升制裁機制的成效,並打擊規避制裁的行為——而且不限於烏克蘭戰爭。
英文原文
Fundamentally, there is increasing pressure on Switzerland to take a political position vis-à-vis major powers and economic blocs in certain sectors of the economy, goods and technologies in order to maintain access to research, technologies, markets and supply chains. And Switzerland is expected to contribute to the effectiveness of sanctions regimes and combat their circumvention – also beyond the war in Ukraine.
註腳
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See report “Verteidigungsfähigkeit und Kooperation” (Defence capability and cooperation), report of the Federal Council in fulfilment of postulate 23.3000 CSP-S of 12 January 2023 and postulate 23.3131 Dittli of 14 March 2023, pp. 8-28.
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Bericht über die Aussenpolitik (Report on Foreign Policy), BBl 1994 I 153, pp. 215 et seqq.
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See report “Klarheit und Orientierung in der Neutralitätspolitik” (Clarity and orientation in the neutrality policy), report of the Federal Council in fulfilment of postulate 22.3385 FAC-S of 11 April 2022, p. 3.
3.2社會、經濟與科學Society, the economy, and science
原始報告第 25、26 頁
流動的社會與國際化的經濟
社會與經濟的流動性都已提高。瑞士擁有強大且高度融入國際的經濟,以及全球領先的金融中心。這種相互連結是瑞士繁榮的來源,但也讓瑞士容易受到傷害。瑞士依賴商品、原物料、高科技零組件與能源的進口。進口經由複雜的供應鏈與四通八達的運輸路線進行,封鎖很快就會對這些全球供應鏈造成重大衝擊。地緣政治劇變與單方面的規範,可能讓進入市場或取得技術變得更困難、更昂貴,甚至不可能。因此,多數瑞士企業與銀行認為地緣政治風險與其業務高度相關。18
英文原文
Mobile society and internationalised economy
The mobility of society and the economy have increased. Switzerland has a strong, internationally integrated economy and a leading global financial centre. This interconnectedness is a source of Switzerland’s prosperity, but it also makes it vulnerable. Switzerland is dependent on the import of goods, raw materials, high-tech components and energy sources. Imports take place via complex supply chains and widely branched transport routes. Blockades quickly have a significant impact on these global supply chains. Access to markets or technologies can be made more difficult, more expensive or impossible by geopolitical upheavals and unilateral regulations. Hence a majority of Swiss companies and banks consider geopolitical risks to be very relevant to their business activities.18
此外,瑞士仰賴可靠的貿易秩序,尤其因為瑞士近幾十年來的經濟成就,大多建立在這種穩定之上。與最重要的貿易夥伴採用相同的法律規範與框架條件,符合瑞士的利益——特別是當這些規範經過民主程序制定、受法治保障,且與安全政策相關時。因此,穩定進入歐盟及其他重要市場的管道不可或缺,能降低擴散風險的出口管制也同樣重要。擴散風險包括其他國家企圖透過在瑞士非法採購,取得大規模毀滅性武器、其投射載具,以及用於其他軍備計畫的物資。如果相關的商品、技術與專業知識從瑞士外流,第三國也可能對瑞士採取反制措施。
英文原文
In addition, Switzerland relies on a reliable trade order, especially since its economic success in recent decades has been largely based on this stability. It is in Switzerland’s interest to have the same legal regulations and framework conditions as its most important trading partners – especially if they have been democratically constituted, are guaranteed by the rule of law and are relevant to security policy. Secure market access to the EU and other important markets is therefore essential, as are export controls that mitigate proliferation risks. Proliferation risks include the interest of other states in acquiring weapons of mass destruction, their delivery systems and other armaments programmes through illegal procurement in Switzerland. Third countries could also take countermeasures against Switzerland if relevant goods, technologies and know-how flow out of Switzerland.
研究、技術與國際組織的重要樞紐
瑞士擁有國際公認的大學與研究機構,是重要的科技樞紐。保護智慧財產與知識安全,是瑞士關切的重點,也是政治上的優先事項。大學與企業內的研究和專業知識,是間諜與破壞活動的誘人目標。這類活動主要針對受出口管制、具軍事意義的軍民兩用技術。與安全相關的研究成果,例如人工智慧領域的成果,可能經由外國研究人員或間諜活動流入其他國家,強化這些國家與安全相關的能力,而這些能力可能被用來對付瑞士或其夥伴。防護措施不足,也會削弱瑞士作為科學與經濟重鎮的地位:可能造成聲譽受損,甚至招致強制措施,例如限制瑞士取得先進半導體等最新技術,或限制瑞士參與研究補助計畫。
英文原文
Important hub for research, technologies, and international organisations
With its internationally recognised universities and research institutions, Switzerland is an important technology hub. The protection of intellectual property and knowledge security are key concerns and political priorities for Switzerland. The research and know-how in universities and companies are attractive targets for espionage and sabotage. Such activities are primarily aimed at militarily relevant dual-use technologies, which are subject to export controls. Security-relevant research results, for example in the field of artificial intelligence, can reach other countries via foreign researchers or espionage, strengthening these countries’ security-related capabilities that could possibly be used against Switzerland or its partners. The consequence of inadequate protective measures would also weaken Switzerland as a science and business hub: through reputational damage or even coercive measures, for example by restricting access to the latest technologies such as advanced semiconductors or research funding programmes.
瑞士是眾多國際組織的所在地。日內瓦設有 184 個國家代表機構、40 個國際組織,以及超過 450 個非政府組織。這些機構是間諜活動的目標,也越來越常成為網路攻擊的目標,並可能成為恐怖攻擊的目標。由於其他國家也可能受到影響,如果瑞士自己沒有充分打擊間諜活動,這些國家可能會在瑞士加強其反情報工作。
英文原文
Switzerland is home to numerous international organisations. Geneva is home to 184 state representations, 40 international organisations and over 450 non-governmental organisations. These are targets for espionage, more and more often also for cyberattacks, and possible targets of terrorist attacks. Since other states may also be affected, they could strengthen their counterintelligence in Switzerland if Switzerland does not itself take sufficient action against espionage.
註腳
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See, inter alia, Swiss Manufacturing Survey 2024 (University of St. Gallen); Swiss Managers Survey 2025 (ZHAW, SUPSI, HE-Arc); Swiss Bankers Association 2024.
3.3地理Geography
原始報告第 27、28 頁
歐洲的樞紐
瑞士有許多基礎設施,不僅對瑞士本身的經濟與社會運作不可或缺,對其鄰國、其他國家與國際行為者也同樣重要。瑞士在歐盟國家之間的電力與天然氣交換上扮演重要角色,也是鐵路、公路與航空運輸的樞紐、全球領先的金融中心之一,以及國際資料連線的過境國。因此,瑞士是重要的攻擊目標。這些基礎設施一旦受到干擾或停擺,可能波及整個歐洲。多起事件同時發生或引發連鎖反應,可能導致瑞士及其鄰國出現供應瓶頸與短缺。關鍵基礎設施可能遭受網路手段、破壞行動,或在極端情況下遭受遠程武器攻擊,攻擊者的意圖不只是打擊瑞士,也包括其他國家、同盟或機構。
英文原文
Node in Europe
Switzerland has numerous infrastructures that are essential for the functioning of the economy and society of Switzerland, but also of its neighbours, other countries and international actors. Switzerland plays an important role in the exchange of electricity and gas between European Union countries, as a hub for rail, road and air transport, as one of the world’s leading financial centres and as a transit country for international data connections. Thus, it presents a significant target for attack. Disruptions or failures of these infrastructures can affect the whole of Europe. A combination of events or a chain reaction of events can lead to supply bottlenecks and shortages in Switzerland and its neighbouring countries. Critical infrastructures can be attacked by cyber means, sabotage actions or, in extreme cases, with long-range weapons, with the intention of hitting not only Switzerland but also other states, alliances or institutions.
歐洲安全的一部分
瑞士四周都是歐盟與北約的成員國。與俄羅斯接壤的歐洲國家,以及整個北約與歐盟,都非常嚴肅看待俄羅斯的威脅,並大幅增加國防支出。為因應改變的安全情勢,芬蘭與瑞典分別於 2023 年與 2024 年加入北約。歐盟支持其成員國發展防衛能力與國防產業,共同採購也將變得更容易、更快速。歐洲也在加強對烏克蘭的支援。歐洲的安全政策努力,部分是以彈性的合作形式進行,視各歐洲國家的團結程度與決心而定。19
英文原文
Part of European security
Switzerland is surrounded by EU and NATO member states. European states on the border with Russia, but also NATO and the EU as a whole, take the threat from Russia very seriously and are massively increasing their defence spending. In response to the changed security situation, Finland joined NATO in 2023 and Sweden in 2024. The EU supports its member states in developing their defence capabilities and defence industries. Joint procurements shall be made easier and faster. Europe is also increasing its support for Ukraine. The security policy effort in Europe is partly carried out in flexible cooperation formats, depending on the unity and determination of the various European countries.19
瑞士的安全與鄰國的穩定相連,也受益於鄰國在安全上的投入。因此,為歐洲安全做出貢獻符合瑞士的利益。新的安全合作形式為瑞士帶來新的機會。瑞士若對歐洲安全做出有效的貢獻,就能展現團結,這在安全與外交政策危機中可能派上用場。透過與歐洲國家及組織進行安全政策上的國際合作,瑞士也強化了自身的防衛能力。然而,瑞士不是歐盟與歐洲經濟區的成員,因此並非所有合作形式都對瑞士開放。瑞士也透過申根會員身分密切參與歐洲合作:瑞士為共同的內部安全做出貢獻,並藉由資訊與資料交換,在打擊跨境犯罪上受益。
英文原文
Switzerland’s security is linked to its neighbours’ stability and benefits from their commitments in security. It is therefore in Switzerland’s interest to contribute to it. The new formats of security cooperation offer new opportunities for Switzerland. By making effective contributions to Europe’s security, it can show solidarity, which can be of use in security and foreign policy crises. Through international cooperation in security policy with European states and organisations, it also strengthens its own defence capability. As a non-member of the EU and the European Economic Area, however, not all formats are accessible to Switzerland. Switzerland is also closely involved in European cooperation through its Schengen membership, where it contributes to common internal security and benefits through the exchange of information and data for its own fight against cross-border crime.
安全政策的急迫性
瑞士周邊的威脅與風險、對其內部安全的威脅,以及各種跨國風險,都清楚顯示瑞士的安全情勢已大幅惡化。像瑞士這樣較依賴以規則為基礎之秩序的小國,正承受壓力。瑞士也面臨越來越大的壓力,必須比以往更清楚地表明立場,以維持進入市場與取得技術的管道,並對歐洲安全做出更多貢獻。
英文原文
Security policy urgency
The threats and risks in Switzerland’s vicinity, the threats to its domestic security and the various transnational risks make it clear that Switzerland’s security situation has deteriorated considerably. Smaller countries such as Switzerland, which are more dependent on a rules-based order, are coming under pressure. The pressure on Switzerland is also increasing to position itself more clearly than before to maintain access to markets and technologies, and to contribute more to Europe’s security.
針對瑞士、屬於混合式衝突的間諜活動、影響力行動與網路攻擊已經增加。瑞士有許多可供攻擊的目標。如果地緣政治緊張持續升高,針對瑞士的混合式攻擊可能會進一步增加。把移民潮或犯罪集團當作工具,也可能影響瑞士,並可能加劇組織犯罪、暴力極端主義與恐怖主義對內部安全既有的威脅。
英文原文
Espionage, influence activities and cyberattacks in the sense of hybrid conduct of conflict against Switzerland have increased. Switzerland offers numerous targets. If geopolitical tensions continue to escalate, hybrid attacks on Switzerland are likely to increase further. The instrumentalisation of migration movements or criminal groups can also affect Switzerland and could exacerbate existing threats to internal security posed by organised crime, violent extremism and terrorism.
瑞士的供應安全容易受到干擾。瑞士是能源、運輸、金融與資料流動的樞紐,這些基礎設施與連線一旦受到干擾或停擺,不只在瑞士,也可能對我們的鄰國乃至更遠的地方造成重大後果。鑑於瑞士與外界緊密相連,後果嚴重的大流行病也隨時可能發生。由於瑞士受氣候變遷的影響特別大,自然災害可能會增加。
英文原文
Switzerland’s supply security is vulnerable to disruptions. As a hub for energy, transport, financial and data flows, disruptions or failures of these infrastructures and connections can have significant consequences not only in Switzerland, but also for our neighbours and beyond. In view of Switzerland’s interconnectedness, a pandemic with serious consequences can also occur at any time. Natural hazards are likely to increase because Switzerland is disproportionately affected by climate change.
這些來自外部與內部的威脅與危險同時出現、相互結合——從國家行為者、恐怖團體到自然災害,從影響力行動與假訊息、間諜與破壞到軍事武力——需要安全政策做出全面的回應。
英文原文
The simultaneity and combination of these threats and dangers from outside and inside, from state actors, terrorist groups to natural disasters, from influence and disinformation to espionage and sabotage to military force, require a comprehensive response in security policy.
從 2028 年起,歐洲可能出現一段脆弱的空窗期:屆時歐洲尚未完全建立防衛能力,也無法再完全依賴美國的支援,而俄羅斯則持續擴大其戰爭經濟。在這個階段,俄羅斯可能加強混合式行動,並可能攻擊歐洲更多國家。
英文原文
From 2028 onwards, there could be a window of vulnerability for Europe: Europe will not yet have fully built up its defence capabilities by then and can no longer fully rely on United States support, while Russia continues to ramp up its war economy. In this phase, Russia could intensify hybrid actions and could attack additional states in Europe.
為了因應這些威脅與危險,包括在歐洲、甚至針對瑞士發生武裝衝突的風險升高,必須採取措施並投資於安全。
英文原文
To arm oneself against these threats and dangers, including the increased risk of an armed conflict in Europe or even against Switzerland, measures and investments in security are necessary.
註腳
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包括目前有 26 國參與的「自願聯盟」(coalition of the willing);為強化歐洲國防產業並提升集體整備而設的歐盟工具「歐洲安全行動」(Security Action for Europe,SAFE);以及歐盟與第三國之間的雙邊與多邊安全暨防衛合作,即安全暨防衛夥伴關係(Defence and Security Partnership,DSP)。
英文原文
These include the “coalition of the willing” with currently 26 states, the European Union instrument Security Action for Europe (SAFE) to strengthen the European defence industry and improve collective readiness; bilateral and multilateral security and defence cooperation between the European Union and third countries, DSP (Defence and Security Partnership).